Meeting current and emerging governance requirements and regulatory expectations can be a significant challenge but needs to remain a priority for Financial Services Businesses. Good governance and conduct will remain as one of the primary areas of regulatory focus for the foreseeable future with sanctions against Boards and their individual members ever increasing.
Redwood can provide an independent review of your governance structure in line with local guidance or international legislation, such as the UK Code of Corporate Governance and the Association of Investment Companies (“AIC”) Corporate Governance guide. This can be particularly useful to the Boards of listed funds. We also have experience in the design and implementation of governance frameworks along with general governance advice and training. Through our regulatory and commercial experience we are able to advise and if necessary design and implement bespoke governance frameworks which are balanced between commercial and regulatory requirements.